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General Exchange Act
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401	ATTACHMENT 4 GENERAL CERTIFICATIONS FORM Check the box below, if agreed, and sign this attachment. Please note that the JBE will reject a proposal from a Proposer that does not indicate acceptance of these clauses. Add to Reading List Source URL: www.imperial.courts.ca.gov Language: English - Date: 2014-04-17 19:04:19 Stock exchange Stock market Securities Exchange Act Financial economics Investment United States securities law 73rd United States Congress United States Securities and Exchange Commission
402	New SEC Rules on General Solicitation: What Entrepreneurs and Startup Supporters Must Know October 3, 2013 VERRILL Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2013-10-07 13:23:53 Financial regulation United States securities law Finance Regulation D Form D U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Accredited investor United States Securities and Exchange Commission SEC filings Financial economics
403	SEC Approves General Solicitation in Private Offerings and Proposes Further Regulation D Amendments July[removed]www.morganlewis.com Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2013-08-26 10:14:07 Finance Financial system 73rd United States Congress Stock market SEC filings Regulation D Securities Act Qualified institutional buyer Securities Exchange Act United States Securities and Exchange Commission Financial economics United States securities law
404	South Carolina General Assembly 120th Session, [removed]H[removed]STATUS INFORMATION Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2014-03-05 09:06:00 Stock market Financial economics Finance Financial regulation New Deal Securities Act Security Income tax in the United States Regulation D United States Securities and Exchange Commission United States securities law 73rd United States Congress
405	TSX VENTURE EXCHANGE CORPORATE FINANCE MANUAL TABLE OF CONTENTS PART 1. GENERAL MATTERS Add to Reading List Source URL: www.tmx.com Language: English - Date: 2013-05-07 19:04:35 Finance Securities Act Security Insider trading Initial public offering Prospectus Stock Securities regulation in the United States SEC filing Stock market Financial economics Investment
406	Client Alert - General Solicitation, Regulation D and Bad Actors FAQs Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2013-08-06 17:28:54 Finance United States securities law Investment Financial regulation Regulation D Securities Act Qualified institutional buyer Rule 144A Form D Financial economics United States Securities and Exchange Commission Stock market
407	GENERAL ASSEMBLY OF NC SESSION 2013 S 4 (SL[removed]2014) http://www.ncga.state.nc.us/EnactedLegislation/SessionLaws/PDF[removed]SL2013-5.pdf NO N.C. EXCHANGE/NO MEDICAID EXPANSION. A BILL TO BE ENTITLED AN ACT ( Add to Reading List Source URL: www.ncdoi.com Language: English - Date: 2013-10-01 14:24:57 Law Humanities Contemporary history 111th United States Congress North Carolina Constitution Patient Protection and Affordable Care Act
408	LOUISIANA PUBLIC SERVICE COMMISSION GENERAL ORDER LOUISIANA PUBLIC SERVICE COMMISSION, EX PARTE Docket No. U[removed]Subdocket C - In re: Louisiana Public Service Commission, ex parte. In Re: The development of rules and r Add to Reading List Source URL: www.lpsc.louisiana.gov Language: English - Date: 2011-09-09 08:56:42 Communication Telecommunications Act Incumbent local exchange carrier Federal Communications Commission Sprint Nextel Universal Service Fund AT&T Competitive local exchange carrier Common carrier Law Bell System Government
409	Remarks by Thomas J. Curry Comptroller of the Currency Before the National Association of Attorneys General Washington, DC Add to Reading List Source URL: www.ots.treas.gov Language: English - Date: 2014-08-31 08:44:06 United States federal banking legislation Public administration USA PATRIOT Act Title III Subtitle A Business Office of the Comptroller of the Currency U.S. Securities and Exchange Commission Government
410	e_r_General Counsel's Office_r_Phone:_202[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 16:54:00 Economy of the United States Public Company Accounting Oversight Board Finance United States corporate law Corporate governance Sarbanes–Oxley Act U.S. Securities and Exchange Commission Rulemaking Accountancy Auditing Business

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